Financial Supervisory Service, IT projects lack the financial securities 'management significantly' sanctions

[Korea goyounghun financial newspaper reporter] Financial Supervisory Service that the management note sanctions on Korea Securities Finance last six days said 13 days.

FSS is made with the Securities and financial sanctions is an improvement and management Note 4 cases, including one case details. Securities Finance is pushing for CEO approval after the project conducted a review of major IT projects in the IT Steering Committee every year. However inspected period was October 2014, November 16 last year, a whopping 27 of the 45 projects did not proceed as planned IT projects to drive to one.

In the FSS noted that it is necessary to determine whether the IT steering committee, whether to re-promoted to the next year's projects for major IT projects are not promoted during the year to strengthen management into IT projects.

In addition, the Securities Finance is established the 'IT business outside Guidance on Charging supervision' by-laws, and do not have a target volume of business, but operates to set the Methodist target standards for more than 100 million yuan, after the enactment Methodist target IT business IT external supervision performance situation was nonexistent. In the FSS it had instructed improvements to be provided to ensure the effectiveness of the supervision target business based on IT control business.

In addition, securities finance improvements were noted as including such data leakage prevention policies lack personal information security controls lax internet restrictions.



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