FSS provides travel sanctions, including fines HMC · KTB · Kiwoom

[Korea goyounghun financial newspaper reporter] had imposed a fine for financial investment companies such as the Financial Supervisory Service HMC · KTB · Kiwoom.

The FSS announced that the last 13 days HMC Investment Securities, KTB Investment & Securities, a fine and voluntary measures, such as information processing, etc. to Kiwoom.

HMC Investment Securities autonomous sanctions process, KTB Investment & Securities has received 50 million won in fines and reprimands, retirees offense notice, etc. In fact, 37 million won in fines. Kiwoom also became a 37 million won fine action.

During the period from May 2011 to May 2015, some HMC Investment Securities employees are offered a golf hospitality of around 25 million won to trade officials in connection with bond trading, brokerage and travel expenses.

KTB Investment & Securities has provided the counterparty receivables during the period from June 2010 to June 2014, 31 million won worth of travel expenses. Since March 2010, the parties also have to bond Kiwoom during the period up to June 2012, the bar provides 42 million won worth of travel expenses.

FSS Financial Investment Compliance Inspection Agency said that "it was previously illegal guns out of the parking bond trading investigation proceeds from prosecution," said "it is a relatively slow process was recently discovered," he said.

In addition FSS side, saying it had received a couple of brokerages and asset managers a few places where such sanctions Meritz Investment Bank Securities, Korea Investment & Securities.



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