FSS, unfair penalties imposed on income acquired Daewoo Mirae

[Korea goyounghun financial newspaper reporter] had imposed a fine on the Mirae Asset Financial Supervisory treated unfairly violate the property interests and provide receipt prohibited.

FSS 'Capital Market Act' to MAS treatment Article 71 No. 7, Capital Market Law Decree, Article 68 of claim 5 wherein the self-handling needs sanctions on 31 people call violations to fines 37 million won and employees, etc. today announced that the.

Mirae Asset treatment provides an international golf entertainment or travel expenses Daewoo days a total of 9.58 million won worth four times to all bank employees since September 2010 in connection with bond trading, brokerage during the period from August 2012 May 18, did.

In addition, since June 2010, at the time of Daewoo Securities during the period from December 2012 and the MAS was providing hospitality and golf travel expenses from the bond portion of Shinyoung Securities.

FSS Financial Investment Compliance Inspection Bureau official said, "not to provide investment or investment brokers maemaeeop is unreasonable profits on the property in violation of the criteria Commission notice to the other party in relation to financial services or customized offers," he said.



Financial Daily Economic News FNTIMES - unauthorized reproduction for commercial purposes in accordance with the Copyright Act, No copying, distribution,
Copyright ⓒ Korea's financial newspaper & FNTIMES.com