[Korea goyounghun financial newspaper reporter] Financial Supervisory Service said that this year's focus on checking foreign investment commodity risk management. It also carried out checks on the goods concerned to invest in foreign real estate investments and assets of insolvent brokerage firms.
FSS minbyeonghyeon buwonjangbo has told reporters last at 15th held a press briefing, "new financial and commodity demand increases, there is likely to be illegal, expanding the unsound business practices in customer services of the center brokerages that customer asset management account for expansion," said. In addition to checking the goods in the IPO (IPO) IPO asset allocation funds, wrap, such as a frog trust.
Minbyeonghyeon buwonjangbo is "because investment assets abroad order to examine the appropriateness of the foreign investments have if you are not familiar to domestic investors" and "Sales Ltd aspect also concerns about the test without such yen domestic product rate risks because explained that careful thought to look "for the leaning portion. In the case of non-performing assets it includes concerns such as shipbuilding, etc. insolvent companies.
Min buwonjangbo "There is product sales related to potential abusive sales practices of personnel depending on the open competition and performance-zoom" and "excessive charges while inhibiting the return of investors and other related costs due to the dumping fee in accordance with the rat race may possibly be passed on to customers, "he said.
This is a position FSS commitment to strengthen the prevention of damage to consumers unsound business conduct checks.
He also stressed that "the customer distribution of financial products, the existing procedure adequacy, but apply only to funds and wrap products will apply to IPO this year, IPO allocation."
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