[Korea hyerin nine financial newspaper reporter] financial authorities had informed the law enforcement agencies action against Mr. A tteolchideon fame as recommended stocks among individual investors. The Securities and Futures Commission first case the private investor disciplinary action yeoseo eye-catching.
15 days jeungseonwi enforcement agencies issued a notice action under Article 5 prohibits fraudulent transactions in violation for reasons 'capital markets research work rules' equity for the four stocks for private investors, Mr. A regular meeting in the car. In addition, A seed has the administrative guidance measures in accordance with the Financial Regulation operating rules, one for the B company operating a practice used in illegal trade practices, competition investment process.
According to jeungseonwi, a private investor, Mr. A high reputation among retail investors in the securities recommended stocks and broadcasting (so-called 'leading'). Mr. A by recording the highest return on investment in a short period of time in practice Saga B competitions that provide operating information related securities, were confirmed to have exercised influence and popularity among retail investors.
Jeungseonwi is a prohibited transaction provisions fraud in the process after seonmaesu through the account in your name (private sale History) for the four categories, including A shares, Mr. 4-3, May 30, 2015 May 30, sell them one months ㈜OOO today announced the acquisition in violation of context.
Mr. A by having to attract buying by retail investors through a number of recommended actions by the (real-time public trading history) and Internet blog, cafe another account registered to practice Investment Conference to B Corporation operates facilitate the profits of seonmaesu volume, in connection with the sale of ㈜OOO including four stocks have violated the legal prohibition of fraudulent transactions in the financial investment Services and capital markets allegations.
In particular, B's practical investment competition practice Investment Conference participants in that it is possible to make real-time information on stock transactions for own account registered to the Contest purpose and disclose or share through this mobile phone notifications to a large number of investors unspecified Accordingly, short-term investments combat tournament, the highest rate of return (one rank above), general investors and stock trading history of an unspecified number of a are checked in real time, it was possible to follow.
The authorities believe that this is responsible for the realization B Apostle unfair of Mr. A and was the administrative guidance measures. The main contents of the administrative guidance is such that will ensure the accuracy and verifiability of all matters related to combat operations in the investment competition authorities. Administrative maps duration is open until March 14 next year from this date.
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