[Korea hyerin nine financial newspaper reporter] food processing enterprises stopped Suga (in sales) Securities report submitted to President bite was a breach fines 346.3 million won and 39.7 million won fine now.
Securities and Futures Commission said it takes 28 days to open a regular meeting of imposing fines, penalties to stop a privately held corporation CEO Su did not submit a complaint Securities and minority IPO disclosure documents and securities restrictions.
According to jeungseonwi, stop seuneun had recruited 350 million won to recommend the offer to 54 people from March 2014 to August, from October 2014 until April 2015, a third-party allocation capital increase without action jeonmaeje despite performed 12 times did not submit a minority IPO disclosure documents (13).
Also, it was from February 2015 Not submitted the securities report, even though did not take any action jeonmaeje (7) In issuing a third-party allocation capital increase carried out during the period of February 7th 2016.
Lee Se-young, CEO of the sales are sales targets despite the 526 people from March 2015 until May 10, 2016 the common shares meomseu 287 billion, did not submit a securities report (9). In jeungseonwi was 39.7 million won fines imposed on Mr, Lee Se-young in the meomseu 346.3 million won fines.
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Tuesday, February 28, 2017
Meomseu, CEO of fines ₩ 346,300,000 Securities ... Not submitted declarations
Jeungseonwi, disclosure violations up to 2 billion won fines imposed on the Daewoo Mirae
[Korea goyounghun financial newspaper reporter] Financial Services Commission under the Securities and Futures Commission decides on the agenda to impose fines 2 billion won in Daewoo Mirae Asset disclosure violations caught by conspired to asset-backed securities that were sold 28 days (ABS) products like private equity.
Jeungseonwi according to the original bill passed the jejaean of the last 20 days deliberation in the capital market research Committee fines two billion won. Daewoo Mirae Asset has sold 72 Vietnam landmark building related to the ABS 500 last year.
But that was controversial things tricky taken a de facto private format in a way that makes the sale of 15 special purpose corporation (SPC). Proceed with a private placement funding scheme without submitting a notification obligations of the public offering of securities products that the product was sold ruins.
The penalty is two billion won to its current maximum amount for the securities regulatory notice Not submitted. Sanctions for Daewoo, Mirae Asset is expected to be finalized at the regular meeting of the Finance Committee next month, 8 days.
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