[Korea goyounghun financial newspaper reporter] Financial Supervisory Service will focus on this year's investment bank risk management and investor protection said 15 days.
FSS is a financial investment company last year introduced a compliance with the 2015 Focus to help identify problem yourself through self-auditing and inspection requirements prior to solve yegoje are operating each year. 2016 The notice details a financial investment company focused inspection was carried out on five themes inspection division. Prevent the spread of potential risks, financial soundness, investment companies managed complex financial instruments, such as the transition from being deteriorated liquidity of ELS. It checked the real estate and loan guarantees, including special assets fund and private equity managers conspired fund liquidity management and internal control of the professional securities.
FSS has presented a checklist such as this year's focus on investor protection △ △ △ risk management market order.
To this end, the risk of appearing vulnerable sectors differently depending on the scale financial investment company by sales, property management proactively prevent metastasis, and plans to conduct a quality inspection on risk management level. In order to protect investors check the operating status of the internal control process, product sales, operations, and plans to establish a sound business practices.
FSS minbyeonghyeon buwonjangbo is "unlawful, unfair trade practices that undermine the capital market order is exactly what we will measure compliance through inspection and enhance market confidence," he said.
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